Katie Walmsley

OSC to ban deferred sales charge option

Move harmonizes the rule across Canada and is a 'step towards greater transparency', says PMAC president

CMAIO presses pause on work toward a national securities regulator

Non-profit tasked to spearhead transition suspends operations, citing COVID challenges faced by concerned governments

PMAC gives thumbs up to Ontario taskforce report

Industry association lauds recommendations for improving access to capital for businesses and reducing burden of regulation

PMAC releases recommendations to CSA

Association sets out its response to the request for comment to reduce regulatory burden

OSC unveils plan to reduce regulatory burden

Commission moves forward with more than 100 initiatives designed to make it easier for Ontario market participants

Industry bodies embrace CSA's revised client-focused reforms

MFDA and IIROC to amend their rules, while PMAC said changes will improve transparency and management of conflicts of interest

PMAC tells OSC to prioritize fiduciary duty

Association sets out recommendations, including reminder to stick to nationally harmonized regulation

Mixed reactions to proposed ban on embedded commissions

The CSA’s newly released Consultation Paper 81-408 has elicited varying responses

ORPP not sitting well with advisors

Opponents of the Ontario Registered Pension Plan say that it’s just a blanket approach, and one advisor piled on, saying the plan will her hurt small to medium business owner-clients and could cost jobs and force hiring delays.