Respondent allowed a client to open and trade in an account using someone else’s identity and contact information
CIO says cautious optimism feels right for 2020 but that there are more questions than answers in the market
New relationship reflects alignment on goals-based advice along with long-term investment philosophy
Behavioural finance expert warns clients they must understand full cost of a fund despite the 'race to zero'
Four stories sweeping the world set stage for long-term investment opportunities
Product labelled ‘toxic’ and a ‘dinosaur’ as CSA leadership is praised