Industry news

FSRA eyes further seg fund rule changes

Ontario's financial regulator proposes updated amendment to address other concerns over DSCs

FSRA eyes further seg fund rule changes

BC portfolio manager fined over repeated compliance shortfalls

BC Securities Commission hands down $30,000 penalty over KYC failures, inadequate reporting, and other violations

BC portfolio manager fined over repeated compliance shortfalls

The key ingredient behind advisor's AUM surge

Move to wealth management firm sparks growth

The key ingredient behind advisor's AUM surge

FPAC president: let's stop talking about the non-existent "advice gap" in Canada

Head of Financial Planning Association of Canada says claims distract from the real problem

FPAC president: let's stop talking about the non-existent "advice gap" in Canada

Morgan Stanley Canada wealth exec says AI is good for advisors

Laura Adams talks tech, growth, and the potential for women in the industry

Morgan Stanley Canada wealth exec says AI is good for advisors

How Horizons' fantasy trading competition is raising ETF awareness

Now on its 12th year, the Biggest Winner has turned into an educational lab for investors and advisors

How Horizons' fantasy trading competition is raising ETF awareness