FP Canada CEO says the notion you can 'do well, while doing good' can now finally be applied to financial services
Report describes computer processor model that would receive and mine data to anticipate behaviour
Respondent fined $20,000 and banned for one year by the MFDA for currency trades
CIO at wealth manager warns that investors relying on a repeat of 2019’s gains will be left disappointed
Respondent allowed a client to open and trade in an account using someone else’s identity and contact information
Even with increased digitization, there are still gaps in advice that need to be filled
