News

Why employees are not taking on enough investment risk

Workplaces must do more to help people prepare, study warns, or they risk ‘retiring later or not at all’

IIROC: New board members must have retail investor expertise

Regulator sets out formal criteria for upcoming appointments, with three directors set to be elected

RBC acquires business solution for doctors

Dr. Bill, a platform that aims to simplify business processes for physicians, has been acquired by RBC Ventures

'We’re not in the business of selling data to third parties'

Tax software firm acquired by WealthSimple offers reassurance following news of privacy policy update

Features

‘It’s important to not only talk the talk but walk the walk’

Liz Simmie, of Honeytree Investment Management, says ESG consumers expect the same from advisors as they do the firms they invest in

How to avoid mental exhaustion

When your mental bandwidth is depleted, it leaves little room for big ideas to flourish. Carson Tate offers three ideas for replenishing your mental reserves

Succeeding as a young advisor

Despite being under 30, Brandon Yanchus has already grown his client base and AUM considerably with an approach that prioritizes relationships

People moves

Women in ETFs gets new twin-powered engine

Industry leaders bring expertise – and family bond – to growing global organization

Regulators

BCSC returns more than $131,000 to investors

Firm defrauded people of $1.53 million, regulator unsure if any more money can be recovered

DSCs to end for (nearly) everyone in 2022

Securities regulatory authorities across country – except Ontario – rubber stamp decision to adopt CSA rules

Magazine

Wealth Professional 8.02

Investments

Why employees are not taking on enough investment risk

Workplaces must do more to help people prepare, study warns, or they risk ‘retiring later or not at all’

Canadians underrate impact of investment fees, finds study

Poll of investors points to need for re-evaluation amid concerns about retirement savings

‘It’s important to not only talk the talk but walk the walk’

Liz Simmie, of Honeytree Investment Management, says ESG consumers expect the same from advisors as they do the firms they invest in

DealSquare, FrontFundr announce landmark offering

Fintech firm’s listing on private-market platforms marks ground-breaking development for Canada’s capital markets

DSCs to end for (nearly) everyone in 2022

Securities regulatory authorities across country – except Ontario – rubber stamp decision to adopt CSA rules