News

BC court unfreezes funds for defendants fighting SEC disgorgement order

BC court unfreezes funds for defendants fighting SEC disgorgement order

A US Supreme Court ruling narrowed one argument. A BC judge freed the fee money anyway.

Portfolio manager complaints jump 41% as regulators push binding OBSI rulings

One firm type saw complaints spike far above the rest - and regulators are watching closely

Portfolio manager complaints jump 41% as regulators push binding OBSI rulings

CSA updates listed issuer financing exemption guidance for $50-million raises

The regulator spelled out the fine print on prospectus-free raises up to $50 million

CSA updates listed issuer financing exemption guidance for $50-million raises

In his new role as CEO, Anthony Maiorino sees RBC WM broadening its service

RBC Wealth Management’s Head of Family Office Services is now running its insurance arm

In his new role as CEO, Anthony Maiorino sees RBC WM broadening its service

Premium

Better tools free advisors to be more human

Better tools free advisors to be more human

Beneva on digital tools reducing administrative friction, giving advisors more time for clients

Features

Why advisors really leave — and what firms keep getting wrong about recruitment

Why advisors really leave — and what firms keep getting wrong about recruitment

Croesus's Sanjay Kulkarni on the real triggers behind advisor movement, and why compensation is rarely the deciding factor

The AI execution gap: what separates Canadian wealth firms that scale AI from those that stall

The AI execution gap: what separates Canadian wealth firms that scale AI from those that stall

A webinar with Focal AI founder John Connell on moving AI from pilot to firm-wide advisor capacity, without running afoul of Canadian privacy rules

Magazine

Wealth Professional 10.02

Investments

In his new role as CEO, Anthony Maiorino sees RBC WM broadening its service

RBC Wealth Management’s Head of Family Office Services is now running its insurance arm

In his new role as CEO, Anthony Maiorino sees RBC WM broadening its service

Canadian commercial real estate regains momentum as investor confidence builds

Nine in 10 market experts expect activity to hold or rise through year-end, signalling a potential turning point for property-heavy portfolios

Canadian commercial real estate regains momentum as investor confidence builds

Round-the-clock trading is coming but Canadian investors are already there

From Wealthsimple to Webull Canada, overnight equity trading is live. Now the exchanges are catching up

Round-the-clock trading is coming but Canadian investors are already there

Round-the-clock trading is coming but Canadian investors are already there

From Wealthsimple to Webull Canada, overnight equity trading is live. Now the exchanges are catching up

Round-the-clock trading is coming but Canadian investors are already there

Vanguard names Former Lazard CEO Kenneth Jacobs as board chairman

Jacobs brings four decades of global finance experience to one of the world's largest asset managers as the board also names Coca-Cola CFO as lead independent director

Vanguard names Former Lazard CEO Kenneth Jacobs as board chairman