Wealthsimple wants wider retail access to event contracts; FAIR Canada says prove it first
Bank staff logged 371 client complaints in the wrong system for nearly two years
US regulator says exchanges must clear a higher bar before listing event contracts that settle on a named person's words or actions
Hearing panels handed down 10 permanent bars and 16 suspensions across 39 decisions
Hearing panel accepted a settlement agreement after the former rep admitted altering Know Your Client data and refusing a CIRO interview
Hearing panel orders $350k in fines and disgorgement after a dealing representative admitted misappropriating client money
