Regulators

IIROC: New board members must have retail investor expertise

Regulator sets out formal criteria for upcoming appointments, with three directors set to be elected

IIROC: New board members must have retail investor expertise

BCSC returns more than $131,000 to investors

Firm defrauded people of $1.53 million, regulator unsure if any more money can be recovered

BCSC returns more than $131,000 to investors

DSCs to end for (nearly) everyone in 2022

Securities regulatory authorities across country – except Ontario – rubber stamp decision to adopt CSA rules

DSCs to end for (nearly) everyone in 2022

OSC proposes restrictions on use of DSCs

After sidestepping CSA’s outright ban, province puts forward rule that will limit circumstances in which option can be sold

OSC proposes restrictions on use of DSCs

Ex-advisor admits clients’ money fuelled gambling addiction

Respondent fined $120,000 by MFDA after evidence reveals his remorse and shame at conduct

Ex-advisor admits clients’ money fuelled gambling addiction

Gangster's family sue bank over denied life insurance claim

Relatives claim 'breach of contract' after insurer refuses to pay out $500,000 benefit

Gangster's family sue bank over denied life insurance claim