The OSC says the case underscores the consequences of misleading claims
Mutual fund dealers face the heaviest lift as Canada's self-regulator pushes toward a unified rulebook
Advisor also handed a $600,000 fine
The OSC sought her recusal over a witness she has known for years
WFG Securities advisor filled in DSC fee disclosures only after his client had already signed
Unclear recourse options are leaving taxpayers without timely resolutions
