Regulators

CIRO's 2024 report: a roadmap for compliance

CIRO unveils a guide for Member Firms to navigate regulatory demands, ensuring market integrity

CIRO's 2024 report: a roadmap for compliance

Fortrade fined $2 million by CIRO, agrees to $6 million fund for claims

Order execution only firm sanctioned for recommendations and record-keeping failures

Fortrade fined $2 million by CIRO, agrees to $6 million fund for claims

IFIC proposes amendments to proposed binding disputes framework

Association responds to CSA proposals for independent dispute resolution service

IFIC proposes amendments to proposed binding disputes framework

Ontario is making it easier for consumers to verify advisors' credentials

FSRA has launched a credential checking tool and an education campaign

Ontario is making it easier for consumers to verify advisors' credentials

Got an email from the CSA chair? It might be a scam

Organization warns about 'spear phishing' email impersonating Stan Magidson

Got an email from the CSA chair? It might be a scam

What risks to Canada's financial system is the CSA concerned about?

Annual capital markets report is made public for the first time

What risks to Canada's financial system is the CSA concerned about?