Regulators

OSC outlines disgorgement payout plan

Regulator finalizes rules to distribute disgorged funds to harmed investors starting in late 2025

OSC outlines disgorgement payout plan

CEOs of FP Canada, CPA Canada discuss new partnership

From major industry trends through the details of CE harmonization, Tashia Batstone & Pamela Steer put their new MOU in the context of a changing client demand

CEOs of FP Canada, CPA Canada discuss new partnership

Advisor in court over $1.8 million in client funds allegedly misdirected

OPP and CIRO allege ex-Quadrus adviser misused client funds and issued falsified investment documents

Advisor in court over $1.8 million in client funds allegedly misdirected

CIRO fines rep $21,000 for off-marketplace trade involving LFNT shares

Rep executed LFNT share sale after employer denied off-marketplace request, CIRO documents show

CIRO fines rep $21,000 for off-marketplace trade involving LFNT shares

Canadian securities regulators join global efforts against rogue finfluencers

Recent report warned of the risks to retail investors of digital expansion

Canadian securities regulators join global efforts against rogue finfluencers

CSA raises LIFE exemption cap, easing limits for listed issuers

Issuers can now raise up to $50m under CSA's expanded relief

CSA raises LIFE exemption cap, easing limits for listed issuers