Regulators

How client-focused reforms aim to improve quality of advice

Ian Tam, of Morningstar, guides WP through the key themes of the CSA's regulatory changes

How client-focused reforms aim to improve quality of advice

Time for OSC leadership on senior protection, says advocate

Securities regulator urged to move forward with full-throated declaration on DSC restrictions

Time for OSC leadership on senior protection, says advocate

IIAC unveils new president and CEO

Association names new leader to replace Ian Russell, who steps down after 15 years at the helm

IIAC unveils new president and CEO

IIROC moves forward with early resolution offers

Self-regulator adopts measure as it scraps another previously proposed enforcement tool

IIROC moves forward with early resolution offers

Canada can start afresh from CMAIO pause, says IIAC CEO

Ian Russell argues that efforts at cooperative system have long impeded progress towards harmonized system of regulation

Canada can start afresh from CMAIO pause, says IIAC CEO

Former advisor banned forever from IIROC and MFDA

SROs separately handed down lifetime prohibitions for respondent’s off-book syndicated mortgage sales

Former advisor banned forever from IIROC and MFDA