Regulators

CIRO proposes framework for advisor incorporation

Proposed rule changes would end a long-standing gap in compensation structure between mutual fund and investment dealer advisors across Canada

CIRO proposes framework for advisor incorporation

Two US lawmakers disclosed SpaceX stock buys days after its record IPO

Both sit on committees with sway over the aerospace firm or the agencies that oversee it

Two US lawmakers disclosed SpaceX stock buys days after its record IPO

Québec hands mutual fund oversight to CIRO as new insurance chamber takes effect

Recognition order splits regulatory duties between CIRO and AMF from now on

Québec hands mutual fund oversight to CIRO as new insurance chamber takes effect

Whose money is it when a beneficiary and an estate both claim it?

An Ontario court draws the line advisors have waited years to see

Whose money is it when a beneficiary and an estate both claim it?

CIRO launches free legal help program for self-represented respondents

The pilot connects self-represented respondents with volunteer lawyers at no cost

CIRO launches free legal help program for self-represented respondents

Big six bank fined $4.25 million for inaccurate credit card statements

The bank refunded $22.4 million and donated $299,000 to customers it could not locate

Big six bank fined $4.25 million for inaccurate credit card statements