Regulators

Desjardins pays $1 million to settle AMF allegations

Investigation found that firm's compensation structure favoured in-house products

Desjardins pays $1 million to settle AMF allegations

Most IIROC dealers on track to meet KYP CFR obligations

Roundtable event sheds light on steps being taken as well as developing challenges

Most IIROC dealers on track to meet KYP CFR obligations

Principals of $6.2 million fund accused of fraud by OSC

Three men face charges under the Securities Act, regulator alleges significant amount of money used for unrelated purposes

Principals of $6.2 million fund accused of fraud by OSC

PMAC submits comments on OSC draft priorities

Industry association's regulatory wish list outlines concerns on SRO oversight, senior protection measures, and investor choice

PMAC submits comments on OSC draft priorities

Advisor blames pressure to appear successful for $2.6 million swindle

Defendant faces lengthy prison term for using clients’ money to pay off mortgage, child support and $80,000 Tiffany & Co. bill

Advisor blames pressure to appear successful for $2.6 million swindle

Make investors an urgent priority, advocate tells OSC

Regulator urged to ensure banning DSCs, empowering OBSI, and ensuring CFR implementation are top of the agenda

Make investors an urgent priority, advocate tells OSC