Securities regulators announce final rules to implement a ban aimed at improving investor protections
Respondent pursued high-risk investment strategy as mother suffered from declining health and symptoms of dementia
Former dealing rep misappropriated more than $27,000 from two clients and two individuals
MFDA poll reveals low public confidence, with majority wanting comprehensive review and stricter government oversight
Advisory panel warns some proposed amendments could compromise regulators' ability to ensure investors are protected
Regulators highlight major omission and warn certain proposals in report will undermine investor protection and reduce efficacy
