Louis Morisset, CSA chair and president and CEO of the AMF, says investor advisory panel will help address 'natural barriers'
Regulator uncovers more than 15-year failure to establish adequate system of controls to ensure adherence to securities law
Newly named director brings over 35 years of industry experience, also serves on various other boards
New innovation office calls for solutions to help registrants share product information and enhance client information
Ex-dealing rep paid for leveraged investments he'd recommended, and borrowed $110,000 from a senior
CEO and board of new self-regulator to be announced in Q2, with new organization and investor protection fund by end of 2022