Regulators

OSC report reveals shifting trends in Ontario’s investment fund landscape

Investment funds in Ontario expand with sustainable finance options and evolving regulatory focus

OSC report reveals shifting trends in Ontario’s investment fund landscape

CIRO backs up its decision to impose $1M fine for off-market trade by repeat offender

Regulator's panel says RBC Dominion should have known trades were improper

CIRO backs up its decision to impose $1M fine for off-market trade by repeat offender

Canada designates OBSI as single body for banking complaints

OBSI takes on role as sole complaints handler for federally regulated banks, standardizing the process

Canada designates OBSI as single body for banking complaints

Canadian regulators mark decade of progress in women’s corporate leadership

Diversity on boards grows as 90% of companies report women on boards, shows latest CSA review

Canadian regulators mark decade of progress in women’s corporate leadership

Fintrac warns of lawyer involvement in money laundering schemes

Canada's anti-money laundering agency highlights risks in legal services, urging vigilance in financial oversight

Fintrac warns of lawyer involvement in money laundering schemes

CIRO sanctions firm for failing to prevent manipulative trading practices

The firm agrees to pay $425,000 fine and $25,000 in costs for failing to prevent manipulative trading

CIRO sanctions firm for failing to prevent manipulative trading practices