Regulators

Toronto dealer faces $2 million fine

CIRO penalties come down over gatekeeper failures

Toronto dealer faces $2 million fine

OSC proposes higher fees for large firms, cuts costs for smaller market participants

57% pay $750 or less

OSC proposes higher fees for large firms, cuts costs for smaller market participants

Advocis warns of uneven advisor title rules across provinces

Low awareness persists despite new rules

Advocis warns of uneven advisor title rules across provinces

SIMA ramps up pressure on Quebec to scrap AMF fee hikes

Industry warns higher costs could hurt investors and weaken Quebec’s competitive position

SIMA ramps up pressure on Quebec to scrap AMF fee hikes

Regulators caps trading fees on $1-plus inter-listed stocks

New rules align fee and tick regimes for key cross-border names by later this year

Regulators caps trading fees on $1-plus inter-listed stocks

Canadian regulators weigh ‘whole of government’ fix for mythos AI risk

Canadian and global regulators rush to test their own defences as only a few players touch the model

Canadian regulators weigh ‘whole of government’ fix for mythos AI risk