Investor advocate group reiterates past calls for reform, urges changes for better client protection
Investment firm shares comments on CSA initiative, along with supportive findings from other markets
Firm admits it overlooked wildly unsuitable investment recommendations and unauthorized trades
Halifax advisor found liable for unsuitable recommendations and unapproved trades in clients’ accounts
Interim report explains how CSA has worked to lighten regulatory burden despite COVID-19 challenges
Industry group tries to address ‘delicate balance’ between client independence and challenges of diminished mental capacity
