Regulators

CIRO imposes $10.3 million in sanctions amid rise in contested cases

CIRO completes 176 investigations and concludes 57 cases in 2025 fiscal year crackdown

CIRO imposes $10.3 million in sanctions amid rise in contested cases

CIRO bans representative for falsifying client signatures and misleading investigation

Panel issues two-year ban and $25,000 penalty after 356 forms submitted with fake electronic signatures

CIRO bans representative for falsifying client signatures and misleading investigation

Fraud sanction of $6.8 million enforced despite ex-rep's bankruptcy

Supreme Court clarifies limits of debt forgiveness in fraud cases

Fraud sanction of $6.8 million enforced despite ex-rep's bankruptcy

IIAC announces new name, recommits to catalysing change

President and CEO explains how new branding as Canadian Forum for Financial Markets reflects the organization’s goals and methods

IIAC announces new name, recommits to catalysing change

Elder abuse is a problem that every financial advisor should be aware of

Following Elder Abuse Day at the weekend, regulators have issued advice

Elder abuse is a problem that every financial advisor should be aware of

OSC outlines disgorgement payout plan

Regulator finalizes rules to distribute disgorged funds to harmed investors starting in late 2025

OSC outlines disgorgement payout plan