CIRO suspends Vancouver-based representative and orders $225,000 disgorgement after settlement
Proposed rules would mandate automation and real-time tracking to reduce client frustration
Canaccord paid $544,500 after FinTRAC cited failures in reporting and risk oversight compliance
Advisor barred and fined for failing to cooperate and changing account beneficiaries without consent
CIRO completes 176 investigations and concludes 57 cases in 2025 fiscal year crackdown
Panel issues two-year ban and $25,000 penalty after 356 forms submitted with fake electronic signatures
