New research highlights how social media reliance and sense of urgency among young adults breeds potential vulnerability
SRO bulletin sets out priorities concerning vulnerable clients, performance reporting, and client-focused reforms, among others
Canadian securities regulators generally satisfied, though some issues were identified
Latest compliance report card identifies client statements and promotional statements as most problematic areas
Securities regulators reviewing submissions from consultation, as well as other data and analyses
CSA consultation takes on heightened importance amid market manipulation concerns