Regulators

Don't let FOMO blind you to fraud, BCSC tells younger investors

New research highlights how social media reliance and sense of urgency among young adults breeds potential vulnerability

Don't let FOMO blind you to fraud, BCSC tells younger investors

MFDA's 2021 priorities put clients in focus

SRO bulletin sets out priorities concerning vulnerable clients, performance reporting, and client-focused reforms, among others

MFDA's 2021 priorities put clients in focus

CSA reveals COVID-19 disclosure review findings

Canadian securities regulators generally satisfied, though some issues were identified

CSA reveals COVID-19 disclosure review findings

BCSC finding more deficiencies in compliance reviews

Latest compliance report card identifies client statements and promotional statements as most problematic areas

BCSC finding more deficiencies in compliance reviews

CSA on pace to publish SRO framework recommendations

Securities regulators reviewing submissions from consultation, as well as other data and analyses

CSA on pace to publish SRO framework recommendations

Will Canadian short sellers face a regulatory squeeze?

CSA consultation takes on heightened importance amid market manipulation concerns

Will Canadian short sellers face a regulatory squeeze?