Proposed requirements would put information issuers in line with climate task force requirements and help address costs of reporting
Portfolio manager failed to provide assurances it complied with securities legislation
Former B.C. rep also provided false information regarding value of private shares
MFDA says former Scotia dealing representative copied client’s signature and caused delay in home purchase
Ontario regulator outlines key deliverables and planned outcomes in enforcing financial planner and financial advisor titles
Dealing rep who took more than $39,000 from clients should have been fined as well as banned
