Pan-Canadian regulator says expanded rules allow for enhanced market monitoring and better investor protection
Report outlines findings and recommendations for members to consider in instances of aberrant returns
Ontario regulator announces proposed financial professionals fee structure
Amendments affecting all registered firms, including IIROC and MFDA registrants, to come into force on December 31
Former chief executive of beleaguered private lender claims investigators abused process by violating privacy rules
Former Calgary investment advisor had lost $3 million over five years, and borrowed $95k from a client that was never repaid
