Political conflicts and a tightening regulatory environment prove burdensome for fund providers
The man helped a woman invest a seven-figure sum in a company solely controlled by his father, says BCSC
Advisor, who was fired by company, also failed to disclose he was in a deceased client's will
Newest panel members with regulatory and investor protection expertise tapped to serve two-year terms
Platform's fund-compare module assists wealth professionals and firms in complying with Canadian regulatory requirements
Regulator's transparency rules could unintentionally allow deceptive practices, researchers say
