Regulators

Advisor blames pressure to appear successful for $2.6 million swindle

Defendant faces lengthy prison term for using clients’ money to pay off mortgage, child support and $80,000 Tiffany & Co. bill

Advisor blames pressure to appear successful for $2.6 million swindle

Make investors an urgent priority, advocate tells OSC

Regulator urged to ensure banning DSCs, empowering OBSI, and ensuring CFR implementation are top of the agenda

Make investors an urgent priority, advocate tells OSC

$100 million acquisition of PI Financial was fraudulent, IIROC alleges

Regulator accuses former owner of obtaining $172 million in loans through fake collateral

$100 million acquisition of PI Financial was fraudulent, IIROC alleges

Alleged $35 million Ponzi schemer tried to flee underwater

Man, who faces decades behind bars if found guilty, dived into freezing lake with a 'sea scooter'

Alleged $35 million Ponzi schemer tried to flee underwater

IIROC, MFDA move to align with client-focused reforms

Self-regulatory organizations propose amendments covering KYC, KYP, suitability, and other areas

IIROC, MFDA move to align with client-focused reforms

Clients' DSC fund holdings fell 31% in two years, reports MFDA

Research provides in-depth look at distribution of mutual fund load structures across wealth groups

Clients' DSC fund holdings fell 31% in two years, reports MFDA