Regulators

Reject FSRA’s proposed fee rule, groups urge

Financial planning organizations and other stakeholders raise concerns on 'fundamentally flawed' proposal

Reject FSRA’s proposed fee rule, groups urge

Alberta man gets record 7 years in jail for $2m+ financial fraud

Joint investigation leads to lengthy jail time for Calgary fraudster

Alberta man gets record 7 years in jail for $2m+ financial fraud

FSRA eyes further seg fund rule changes

Ontario's financial regulator proposes updated amendment to address other concerns over DSCs

FSRA eyes further seg fund rule changes

BC portfolio manager fined over repeated compliance shortfalls

BC Securities Commission hands down penalty over KYC failures, inadequate reporting, and other violations

BC portfolio manager fined over repeated compliance shortfalls

FPAC president: let's stop talking about the non-existent "advice gap" in Canada

Head of Financial Planning Association of Canada says claims distract from the real problem

FPAC president: let's stop talking about the non-existent "advice gap" in Canada

Advice gap story has 'no real intellectual merit'

Independent advisor rebuts call to pull back on fee regulation, laments delay in TCR rule action

Advice gap story has 'no real intellectual merit'