Investors Group

Focus on client's financial goals not products, says advisor

Experienced professional explains how he uses his own show to spread financial literacy message

Former Alberta dealing rep lied to hide money mischief, says MFDA

Ex-fund rep provided false statements to clients, firm as he diverted hundreds of thousands of dollars into his own accounts

Dealing rep fined for facilitating 'stealth advising'

Unregistered person who made unauthorized redemptions from wife's accounts was allowed to make investment recommendations

Ex-fund rep banned for life after exploiting own mother

Respondent borrowed almost $150,000 from 88-year-old client to support gambling activities and fund lifestyle

MFDA permanently bans errant ex-dealing rep

Self-regulatory organization finds former dealing representative misappropriated money and engaged in personal financial dealings

Former fund rep banned for life for violating father’s trust

MFDA upholds sanctions against ex-dealing rep who deposited funds from redemptions into his own account

A fast-growing practice that offers a ‘different level of service’

Advisors have built a diverse team that provides a full planning service with an enhanced specialization in tax strategies

RF Capital announces new board nominees

New director candidates join as firm pursues 'transformational growth agenda'

Jordy Chilcott embraces fresh challenge at Wellington-Altus

Industry veteran tells WP he sees a bright future after sealing quick return to the fray following Sun Life Global Investments departure

Helping wealth firms take on the 'three-headed monster'

COO shares inside story behind strategic partnership and how platform capabilities equip institutions for the future