Investors Group

Ex-dealing rep permanently banned for embezzling client's money

MFDA finds former dealing rep misappropriated tens of thousands of dollars to farm commissions, pay debts

How Michael Lee-Chin is already investing in the future

Billionaire and renowned investor tells WPTV why new investment opportunities address 'some of humankind's most unmet needs'

Ex-dealing rep fined for switching client, 95, into DSC mutual fund

Advisor, who was fired by company, also failed to disclose he was in a deceased client's will

MFDA issues lifetime ban for errant ex-dealing rep

Self-regulator metes out half-million-dollar fine over findings of questionable outside dealings

5-Star Advisory Teams 2022

Through holistic financial planning, technological innovation, and emotional support, these teams represent the best the industry has to offer

How new First Home Savings Account can help your clients

Clients can double their money with this plan if advisors invest it right, says Mackenzie Investments estate planning expert

Focus on client's financial goals not products, says advisor

Experienced professional explains how he uses his own show to spread financial literacy message

Former Alberta dealing rep lied to hide money mischief, says MFDA

Ex-fund rep provided false statements to clients, firm as he diverted hundreds of thousands of dollars into his own accounts

Dealing rep fined for facilitating 'stealth advising'

Unregistered person who made unauthorized redemptions from wife's accounts was allowed to make investment recommendations

Ex-fund rep banned for life after exploiting own mother

Respondent borrowed almost $150,000 from 88-year-old client to support gambling activities and fund lifestyle