Investors Group

Ex-fund rep banned for life after exploiting own mother

Respondent borrowed almost $150,000 from 88-year-old client to support gambling activities and fund lifestyle

MFDA permanently bans errant ex-dealing rep

Self-regulatory organization finds former dealing representative misappropriated money and engaged in personal financial dealings

Former fund rep banned for life for violating father’s trust

MFDA upholds sanctions against ex-dealing rep who deposited funds from redemptions into his own account

A fast-growing practice that offers a ‘different level of service’

Advisors have built a diverse team that provides a full planning service with an enhanced specialization in tax strategies

RF Capital announces new board nominees

New director candidates join as firm pursues 'transformational growth agenda'

Jordy Chilcott embraces fresh challenge at Wellington-Altus

Industry veteran tells WP he sees a bright future after sealing quick return to the fray following Sun Life Global Investments departure

Helping wealth firms take on the 'three-headed monster'

COO shares inside story behind strategic partnership and how platform capabilities equip institutions for the future

IGM chief executive Jeff Carney steps down for health reasons

Industry leader retires after Alzheimer's diagnosis, former Scotiabank group head named as replacement

Former advisor fined for complaint reporting failures

The respondent violated IIROC regulations and misled staff during an investigative interview

Advisor banned for persuading clients to invest in clothing business

Duke Ongechi given two-year ban and $20,000 fine by the MFDA after at least five people put forward more than $75,000