RBC Dominion Securities

Advisor banned after borrowing $156,000 from elderly client

IIROC panel condemn respondent's conduct and lack of remorse for taking advantage of widowed senior

Giving portfolios an ESG X-ray

Ahead of the WP Invest ESG event, we examine a new analytics platform that offers unprecedented insight for values-based investors

IIROC fines three banks combined total of $1.5 million

Bank-owned investment dealers violated trading rules in deal to sell off 8% stake in Canadian energy firm

How boutique Canaccord Genuity is attracting 'best of the best'

Firm's CAO Stuart Raftus tells WP about strategy to expand its high-end offering across Canada

Family matters

David Barnsdale’s unique experience has made him a specialist in helping his clients build multi-generational family businesses

'Would you recommend this stock to your parents?'

One of advisor’s core philosophies gets to heart of his success helping professionals and family businesses

Breaking with tradition

Award-winning advisor Susan Latremoille has spent the past three decades chipping away at the financial industry's glass ceiling

Airline’s stock hits new high on news of takeover talks

News of the deal is getting positive feedback from industry watchers and stock traders

Calgary FinTech hails “the future of investing” with new asset class

Accelerate will launch its initial suite of alternative EFTs on the TSX next week

Satisfaction drops, advisors "shy away" from tough conversations

Study reveals first decrease since financial crisis but Edward Jones tops company standings for seventh consecutive year