Canadian Securities Institute

‘This doesn’t have to be kept under lock and key’

Michael White of Picton Mahoney shares thoughts on CSA's liquid-alternative blanket relief order and industry's likely next steps

CSA widens path for distributing liquid-alt funds

Regulator issues blanket relief allowing additional proficiency options for mutual fund dealing reps

CSI now equipped for online exams

Financial services education provider offers 50,000 learners the convenience of completing examinations remotely

Pushing the envelope on financial education

Managing director at Canadian Securities Institute discusses efforts to enlighten Canadians and train up industry professionals

IIROC launches consultation on rep competency profiles

Self-regulatory body seeks input on required knowledge, skills, and behaviours for registered and investment representatives

FP Canada Institute grants flexibility for CFP certification

Exceptions announced as COVID-19 pandemic affects students' ability to progress

Breaking the mould

Markus Boudreau’s non-traditional background has given him a unique perspective on wealth management, to the benefit of his clients

Toward a stronger regime of responsible investing

Veteran portfolio manager highlights importance of designations, certified ESG products, and shareholders’ role

New initiative aims to promote seniors' financial health

Institute's free resources will help advisors navigate unique challenges of senior clients and their families

Branch manager guilty of form violations

Waterloo-based advisor handed fine and three-month suspension for using pre-signed redemption forms