Michael White of Picton Mahoney shares thoughts on CSA's liquid-alternative blanket relief order and industry's likely next steps
Regulator issues blanket relief allowing additional proficiency options for mutual fund dealing reps
Financial services education provider offers 50,000 learners the convenience of completing examinations remotely
Managing director at Canadian Securities Institute discusses efforts to enlighten Canadians and train up industry professionals
Self-regulatory body seeks input on required knowledge, skills, and behaviours for registered and investment representatives
Exceptions announced as COVID-19 pandemic affects students' ability to progress
Markus Boudreau’s non-traditional background has given him a unique perspective on wealth management, to the benefit of his clients
Veteran portfolio manager highlights importance of designations, certified ESG products, and shareholders’ role
Institute's free resources will help advisors navigate unique challenges of senior clients and their families
Waterloo-based advisor handed fine and three-month suspension for using pre-signed redemption forms
