Firm looks to a global pandemic recovery and why 2020 will change the portfolio management world
President and CEO of the IIAC says proposed legislation offers important guidepost in harmonizing rules across country
Regulator urged to ensure banning DSCs, empowering OBSI, and ensuring CFR implementation are top of the agenda
Crypto trading platform reveals new leadership team as it aims to become Canada's first regulated marketplace for digital assets
Regulator accuses former owner of obtaining $172 million in loans through fake collateral
IIROC figures compiled by IIAC paint a picture of how pandemic impacted industry performance
Self-regulatory organizations propose amendments covering KYC, KYP, suitability, and other areas
Industry group asks Ontario regulator for leeway, urges cost-benefit analysis and consultation on equivalent titles
Independent studies including MFDA registrants confirm challenges as dealers and advisors strive to serve the modern investor
New whitepaper from Cashfac shows how the right platform can improve your cashflow management
