Investment Industry Regulatory Organization of Canada

After record year, do Canadian ETFs have more room to run?

Merger of regulators will only help investment vehicle, says executive director of the Canadian ETF Association

Grab your slice of the growing responsible-investing pie, advisors told

Despite growing pains and near-term challenges, experts highlight continuing opportunity to close the RI service gap

New SRO announces Investors Advisor Panel members

The IAP include members from academia, financial regulation, and the investment industry

A new year means a wealth of opportunities for clients

Investment advisor runs down tax, estate, and legacy planning possibilities to ring in 2023

CSA unveils New SRO, Canadian Investor Protection Fund

Official launch of new single self-regulator marks completion of MFDA-IIROC amalgamation

Ontario Securities Commission welcomes new chair

Kevan Cowan will help fulfill expanded OSC mandate within new governance structure

FSRA focusing on CBs in title protection effort

Ontario regulator is giving financial advisor and financial planner title users in the province more time to comply with framework

Advisor faces five-figure penalties for pre-signed form infractions

IIROC finds advisor signed hundreds of client forms without information on investment risk tolerance and objectives

What will it take to broaden alternatives adoption in Canada?

Why dealer firms favour 'plain vanilla types' of investment offerings

All systems go for New SRO

CSA publishes notices recognizing single self-regulatory organization on January 1