Investment Industry Regulatory Organization of Canada

COVID-19 and the top trends of 2021, according to Croesus

Firm looks to a global pandemic recovery and why 2020 will change the portfolio management world

Closing the critical gaps to protect personal information

President and CEO of the IIAC says proposed legislation offers important guidepost in harmonizing rules across country

Make investors an urgent priority, advocate tells OSC

Regulator urged to ensure banning DSCs, empowering OBSI, and ensuring CFR implementation are top of the agenda

Coinsquare shows commitment to crypto regulation

Crypto trading platform reveals new leadership team as it aims to become Canada's first regulated marketplace for digital assets

$100 million acquisition of PI Financial was fraudulent, IIROC alleges

Regulator accuses former owner of obtaining $172 million in loans through fake collateral

COVID-19 has driven up IIROC clients' cash balances

IIROC figures compiled by IIAC paint a picture of how pandemic impacted industry performance

IIROC, MFDA move to align with client-focused reforms

Self-regulatory organizations propose amendments covering KYC, KYP, suitability, and other areas

Exempt IIROC, MFDA advisors from title protection, IFIC says

Industry group asks Ontario regulator for leeway, urges cost-benefit analysis and consultation on equivalent titles

Siloed regulation stymies efforts at comprehensive advice, says IIROC

Independent studies including MFDA registrants confirm challenges as dealers and advisors strive to serve the modern investor

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