Investment Industry Regulatory Organization of Canada

How advisors can harness the 'power of moments'

How are you going to set yourself apart in a meaningful way that matters to the families you want to work with?

IIROC to help support vulnerable investors in new partnership

Self-regulatory organization enters into five-year joint effort to meet a critical need in the community

CI continues aggressive growth with $10 billion acquisition

Company agrees majority interest in fast-growing Canadian advisory firm, making it three deals in less than a week

Some COVID-19 exemptions will have to stick, says IIAC

Investment industry body argues some temporary practices should be extended or made permanent

Do not delay self-regulatory framework reform, CSA urged

Policy expert says no to foot-dragging on “merger-plus,” recommends next steps for regulators

Eight questions to ask before embarking on content marketing

Strategy requires time and patience but advisor explains how it could be the best marketing you ever do for your business

Former advisor sanctioned for role in pyramid scheme

IIROC issues prohibition of nearly two years and $20,000 fine for participation in illegal 'gifting club'

Surveillance tech gaps spark concerns on remote work for traders

Some experts say current systems could fall short in detecting unauthorized trades and insider trading, among other risks

Five trends that will impact the wealth management industry

While the pandemic focuses minds on client protection, a quiet reshaping of the industry is taking place

Five-year prohibition for former investment dealer

Respondent failed to ensure clients' investments in high-risk, speculative securities were suitable, says IIROC