Investment Industry Association of Canada

Federal holiday to honour the Queen but TSX won't close

Trading at the Toronto Stock Exchange will continue, while IIAC says it is awaiting decision on other bond and money markets

New SRO must ‘provide a better investor experience’

CEO says merger will ultimately be judged from client perspective

A big thank you to the judges of the 2022 Wealth Professional Awards

The panel included 12 prominent leaders and experts in the Canadian planning and investment industry

Don't disregard households in suitability considerations, says IIAC

Industry association calls for adjustments to guidance in CFRs and IIROC KYC guidelines to reflect joint report's findings

The IIAC announces upcoming appointment of Tim Currie

His extensive experience and knowledge will be invaluable in his new position

Croesus welcomes new VP and chief product officer

Annie Sinigagliese joins Quebec-based wealthtech firm with over 20 years of experience under her belt

Don't let Ontario's title protection add to regulatory confusion, IIAC says

Industry association urges provincial regulator to carve out exemptions to avoid 'unnecessary duplication, confusion, and cost'

Listed issuer exemption could leave investors exposed, CSA warned

Stakeholders say regulators' proposal to ease requirements for small issuers seeking financing could have unintended consequences

Short-term credit market functioning and projected policy

Todd Evans, of the IIAC, looks back at how the Bank of Canada stabilized the short-term credit market after the March, 2020 crash and where this leaves investors

Industry stakeholders weigh in on new SRO plans

Comment letters ask for more representation, clarity on new SRO's rule, and flexibility for provincial nuances