Investment Industry Association of Canada

Don't disregard households in suitability considerations, says IIAC

Industry association calls for adjustments to guidance in CFRs and IIROC KYC guidelines to reflect joint report's findings

The IIAC announces upcoming appointment of Tim Currie

His extensive experience and knowledge will be invaluable in his new position

Croesus welcomes new VP and chief product officer

Annie Sinigagliese joins Quebec-based wealthtech firm with over 20 years of experience under her belt

Don't let Ontario's title protection add to regulatory confusion, IIAC says

Industry association urges provincial regulator to carve out exemptions to avoid 'unnecessary duplication, confusion, and cost'

Listed issuer exemption could leave investors exposed, CSA warned

Stakeholders say regulators' proposal to ease requirements for small issuers seeking financing could have unintended consequences

Short-term credit market functioning and projected policy

Todd Evans, of the IIAC, looks back at how the Bank of Canada stabilized the short-term credit market after the March, 2020 crash and where this leaves investors

Industry stakeholders weigh in on new SRO plans

Comment letters ask for more representation, clarity on new SRO's rule, and flexibility for provincial nuances

The evolution of Canadian ETF product offerings

IIAC managing director analyses the growth of the industry and its long-term prospects

IIAC welcomes new president and CEO

Distinguished legal expert brings deep understanding of Canadian financial sector and decades of experience in securities regulation

IIAC urges FSRA to minimize title-protection burden

Industry group calls on regulator to exempt SROs, clarify FA criteria, and scrap added mandatory credential disclosures