The Ontario Securities Commission
has announced the composition of its Registrant Advisory Committee for the upcoming 2017-2019 term.
The RAC is a forum for registrants to discuss concerns and hurdles in interpreting and complying with Ontario securities law. It also has a consultative function, giving feedback to the OSC regarding policy development and implementation and rulemaking initiatives, which are aimed at investor protection as well as capital market efficiency and fairness.
Debra Foubert, Director of the Compliance and Registrant Regulation Branch, will retain her position as chair of the RAC. The new committee members, representing various registration categories and business models overseen by the OSC, are:
|Prema K. R. Thiele
||Borden Ladner Gervais LLP
||Brandes Investment Partners & Co.
||CIBC Asset Management Inc.
||FT Portfolios Canada Co
||Invesco Canada Ltd.
||Miller Thomson LLP
||Portfolio Management Association of Canada and
Nexus Investment Management Inc.
||PowerOne Capital Markets Limited
||Private Capital Markets Association of Canada
||Sionna Investment Managers Inc.
The committee generally meets four times a year, with possible ad hoc meetings.
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