Ontario Securities Commission

OSC announces $525,000 award to whistleblower

Company outsider rewarded for using industry expertise in finding irregularities

Securities regulators get flexible in face of COVID-19 concerns

Watchdogs announce temporary relief for participants and changes to business operations

No in-person hearings for now, says OSC

Shift to email, teleconferencing and restricted access to offices announced as remote work becomes new normal

Global RESP Corp must reimburse $900,000 in fees

Founder and owner of scholarship plan dealer also banned for life by the OSC

IIROC announces expert investor issues panel

Self-regulatory organization will seek input on new panel to complement other consumer-engagement efforts

Canada launched world's first ETFs 30 years ago today

$6 trillion gift to the world's investment industry launched March 9, 1990

FP Canada bolsters executive leadership team

New roles aimed at building cohesive brand image and driving innovation for professional financial-planning body

TSX gets back to work after tech issues forced early close

The exchange was halted just after 2pm Thursday but issues have been

DSCs to end for (nearly) everyone in 2022

Securities regulatory authorities across country – except Ontario – rubber stamp decision to adopt CSA rules

OSC proposes restrictions on use of DSCs

After sidestepping CSA’s outright ban, province puts forward rule that will limit circumstances in which option can be sold