Ontario Securities Commission

OSC overrules MFDA regulatory panel hearing verdict

Dealing rep who took more than $39,000 from clients should have been fined as well as banned

Sport and entertainment a 'great reopening area for ETF market'

Harvest to launch new global ETF on TSX, aiming to capitalize on return of live events

Cary List, James Sinclair named to OSC Investor Advisory Panel

Recently retired head of FP Canada and veteran legal expert on capital markets and investor protection to join panel of advisors

When is World Investor Week and what are its aims?

October 4-10 sees a global drive to highlight the importance of investor education and protection

Evolve launches Canada's first multi-cryptocurrency ETF

CEO says it's a less volatile fund for advisors who want to utilize this asset class for their clients

HOOPP names new CIO

Newly appointed chief investment officer takes over investing responsibilities from pension fund president and CEO

Shift from third-party products not “dramatic” says TD wealth head

TD is one of several banks that is focusing on its own products and ending third-party offerings

Canadian panel to discuss greenwashing at online event

Major banking and investment industry representatives will join a public roundtable hosted by the CSA

What holds clients back from naming a TCP?

Behavioural insights research from OSC uncovers possible barriers and biases among seniors

Lowballing, compensation refusals a problem, says OBSI-JRC

Report highlights how some firms have fallen short in ensuring wronged investors are treated fairly