Regulatory bodies issue guidance on abusive trading practices ahead of public offerings or private placements
Advocacy group comments on investor protection, updating enforcement powers, and improving SRO regulatory structure
Advisory panel warns some proposed amendments could compromise regulators' ability to ensure investors are protected
Regulators highlight major omission and warn certain proposals in report will undermine investor protection and reduce efficacy
OSC releases report which reveals investors have increased their participation in equity markets during the pandemic
Changes substantially harmonize regulatory framework for distribution across the country and enhance investor disclosure
Interim local order set to strike balance between small-business access to capital and appropriate investor protection
Regulators blasted for granting relief from client-focused reforms, urged to reconsider 'prejudicial' deadline
CEO and President face prohibitions, fines of nearly $2 million from OSC
Robo-advisor to offer Canadians a ‘simple and secure way’ to trade Bitcoin and Ethereum
