Dealing rep who took more than $39,000 from clients should have been fined as well as banned
Harvest to launch new global ETF on TSX, aiming to capitalize on return of live events
Recently retired head of FP Canada and veteran legal expert on capital markets and investor protection to join panel of advisors
October 4-10 sees a global drive to highlight the importance of investor education and protection
CEO says it's a less volatile fund for advisors who want to utilize this asset class for their clients
Newly appointed chief investment officer takes over investing responsibilities from pension fund president and CEO
TD is one of several banks that is focusing on its own products and ending third-party offerings
Major banking and investment industry representatives will join a public roundtable hosted by the CSA
Behavioural insights research from OSC uncovers possible barriers and biases among seniors
Report highlights how some firms have fallen short in ensuring wronged investors are treated fairly
