Changes substantially harmonize regulatory framework for distribution across the country and enhance investor disclosure
Interim local order set to strike balance between small-business access to capital and appropriate investor protection
Regulators blasted for granting relief from client-focused reforms, urged to reconsider 'prejudicial' deadline
CEO and President face prohibitions, fines of nearly $2 million from OSC
Robo-advisor to offer Canadians a ‘simple and secure way’ to trade Bitcoin and Ethereum
Investor advocate group reiterates past calls for reform, urges changes for better client protection
Investment firm shares comments on CSA initiative, along with supportive findings from other markets
Industry group tries to address ‘delicate balance’ between client independence and challenges of diminished mental capacity
Regulator shares focus areas including upcoming consultations and research for investment industry stakeholders
Regulator says $115m of clients’ losses caused by crypto exchange founder’s fraudulent trading and misappropriations
