Ontario Securities Commission

FP Canada dismayed over FSRA fee rule, calls for rethink

Ontario's finance minister has approved contentious amendment to calculation of fees for credentialing bodies

OSC reminds fund managers of expectations for social media usage

In its annual summary of IFSP activities, the regulator warns of limitations of platforms when making disclosures

Provincial securities regulators prolong exemptions from OEO trailer bans

Ontario Securities Commission and two other regulators extend blanket orders past November expiration

With new framework, FSRA advances commitment to investor clarity

Ontario regulator's EVP, Market Conduct lays out expectations, next steps to ensure clients' interests come first

OSC bolsters investor protection with new special advisor

Provincial regulator taps industry veteran to newly created role in bid to 'enhance transparency for investors'

Mining investment firm hit with six-figure penalty

CIRO hearing finds firm was not approved to serve retail clients and violated KYC rules

Motion to stay in Bridging Finance case denied

Ontario's Capital Markets Tribunal turns down husband-and-wife executive tandem's appeal alleging abuse of process

Reject FSRA’s proposed fee rule, groups urge

Financial planning organizations and other stakeholders raise concerns on 'fundamentally flawed' proposal

What the OSC's TestLab has discovered about market innovation

The provincial securities regulator has published its first report on potential innovations for capital markets

Emerge Canada making plans to close business

ETF provider finalizing wind-up or sale following OSC director order