Ontario Securities Commission

IIAC weighs in on protection of senior clients with diminished capacity

Industry group tries to address ‘delicate balance’ between client independence and challenges of diminished mental capacity

OSC publishes 2020-2021 statement of priorities

Regulator shares focus areas including upcoming consultations and research for investment industry stakeholders

Quadriga collapse a result of fraud, says OSC

Regulator says $115m of clients’ losses caused by crypto exchange founder’s fraudulent trading and misappropriations

Groundbreaking regulation eases coast-to-coast capital raising

Canada's top online private-markets investing platform hails legislation simplifying path for private-market access

Burden reduction push could be going too far, warns investor advocate

Investor-protection group questions initiatives including 'open for business' culture and coronavirus concessions

OBSI, IIROC stepping up on consumer representation

Organizations announce new board nominations and positions to give voice to consumers

OSC bares progress on burden-reduction initiatives

Regulator chief praises staff's 'unwavering dedication' amid challenges from global pandemic

What do Canadians really want from their advisors?

Donna Bristow, MD at Broadridge Financial Solutions, says clients are not getting enough advice and fee-based management is just the tip of the iceberg

Advocacy group fires broadside at OSC for lack of investor protection

Organization 'taken aback' at Commission's priorities and says things have got worse for retail investors

Regulators form task force to fight COVID-19 investment scams

Canadian, US, and Mexican regulators' partnership aims to identify and stop potential threats to investors across North America