Ontario Securities Commission

What do Canadians really want from their advisors?

Donna Bristow, MD at Broadridge Financial Solutions, says clients are not getting enough advice and fee-based management is just the tip of the iceberg

Advocacy group fires broadside at OSC for lack of investor protection

Organization 'taken aback' at Commission's priorities and says things have got worse for retail investors

Regulators form task force to fight COVID-19 investment scams

Canadian, US, and Mexican regulators' partnership aims to identify and stop potential threats to investors across North America

Now's not the time for DSCs, CARP tells Ontario

Seniors advocate group urges province to abandon holdout stance in comments on proposed regulation

FAIR Canada seeks relief for group RESP plan subscribers

Investor advocacy group urges regulators to step in as products present higher risk amid COVID-19

OSC announces $525,000 award to whistleblower

Company outsider rewarded for using industry expertise in finding irregularities

Securities regulators get flexible in face of COVID-19 concerns

Watchdogs announce temporary relief for participants and changes to business operations

No in-person hearings for now, says OSC

Shift to email, teleconferencing and restricted access to offices announced as remote work becomes new normal

Global RESP Corp must reimburse $900,000 in fees

Founder and owner of scholarship plan dealer also banned for life by the OSC

IIROC announces expert investor issues panel

Self-regulatory organization will seek input on new panel to complement other consumer-engagement efforts