Move would enable thousands of advisors to use 'Financial Advisor' title, says CEO
Case of ex-dealing rep named as sole beneficiary to elderly client's $1.8-million estate holds lessons for firms and advisors
Regulatory filing reveals conflicts including soliciting monies from vulnerable seniors to buy a home
Former MFDA dealing rep also solicited money from clients to fund childcare business
Merger of regulators will only help investment vehicle, says executive director of the Canadian ETF Association
The IAP include members from academia, financial regulation, and the investment industry
Official launch of new single self-regulator marks completion of MFDA-IIROC amalgamation
Ontario regulator is giving financial advisor and financial planner title users in the province more time to comply with framework
Big Six bank subsidiary also to pay millions in remediation to impacted clients
Ontario-based firm did not take adequate steps to vet certain exempt market products, finds MFDA
