Mutual Fund Dealers Association

Title protection: New SRO wants to be credentialing body

Move would enable thousands of advisors to use 'Financial Advisor' title, says CEO

Advisor inheritance case a cautionary tale for Canadian wealth industry

Case of ex-dealing rep named as sole beneficiary to elderly client's $1.8-million estate holds lessons for firms and advisors

Ex-dealing rep asked elderly clients to name him in their wills

Regulatory filing reveals conflicts including soliciting monies from vulnerable seniors to buy a home

Advisor banned after borrowing money from client to buy property

Former MFDA dealing rep also solicited money from clients to fund childcare business

After record year, do Canadian ETFs have more room to run?

Merger of regulators will only help investment vehicle, says executive director of the Canadian ETF Association

New SRO announces Investors Advisor Panel members

The IAP include members from academia, financial regulation, and the investment industry

CSA unveils New SRO, Canadian Investor Protection Fund

Official launch of new single self-regulator marks completion of MFDA-IIROC amalgamation

FSRA focusing on CBs in title protection effort

Ontario regulator is giving financial advisor and financial planner title users in the province more time to comply with framework

Scotia Securities faces million-dollar fine over advisor abuses, service failures

Big Six bank subsidiary also to pay millions in remediation to impacted clients

Dealer firm handed five-figure fine over KYP failures

Ontario-based firm did not take adequate steps to vet certain exempt market products, finds MFDA