Securities regulators announce final rules to implement a ban aimed at improving investor protections
Advocacy group comments on investor protection, updating enforcement powers, and improving SRO regulatory structure
MFDA poll reveals low public confidence, with majority wanting comprehensive review and stricter government oversight
Report says investment firms can redirect savings towards enhancing investor protection
MFDA cites failures to accurately reflect status of branch and sub-branch reviews that had to be completed
Policy expert says no to foot-dragging on “merger-plus,” recommends next steps for regulators
The respondent violated IIROC regulations and misled staff during an investigative interview
IIROC, MDFA welcome call for feedback from industry professionals, investors, and other stakeholders by the CSA
IIROC releases paper outlining number of benefits but MFDA CEO responds by saying plan will help only the industry, not investors
