Mutual Fund Dealers Association

CSA shutting the door on trailing commissions for OEO dealers

Securities regulators announce final rules to implement a ban aimed at improving investor protections

FAIR Canada weighs in on Ontario taskforce consultation

Advocacy group comments on investor protection, updating enforcement powers, and improving SRO regulatory structure

Most Canadian investors say 'no' to SRO merger

MFDA poll reveals low public confidence, with majority wanting comprehensive review and stricter government oversight

Consolidating IIROC and MFDA would ‘save up to half a billion dollars’

Report says investment firms can redirect savings towards enhancing investor protection

Compliance officer fined for deficient annual reports

MFDA cites failures to accurately reflect status of branch and sub-branch reviews that had to be completed

Do not delay self-regulatory framework reform, CSA urged

Policy expert says no to foot-dragging on “merger-plus,” recommends next steps for regulators

Former advisor fined for complaint reporting failures

The respondent violated IIROC regulations and misled staff during an investigative interview

How should Canada's investment industry be regulated?

IIROC, MDFA welcome call for feedback from industry professionals, investors, and other stakeholders by the CSA

MFDA says 'Canada deserves better' than IIROC merger proposal

IIROC releases paper outlining number of benefits but MFDA CEO responds by saying plan will help only the industry, not investors