Firms voice concerns against imbalance between mutual fund advisors with corporations and IIROC counterparts
CSA and existing SROs announce IIROC head's transition and creation of new SRO Advisory Committee
Former fund representative made unauthorized withdrawals from RRIF and chequing account, covered up actions with fabricated letter
New online, self-paced course is in keeping with ethos and philosophy of education, says chief revenue officer
After progress on proficiency and KYP, industry must maintain positive momentum
The investment industry regulator has set out its priorities for the year through to March 2023
MFDA finds mutual fund rep neglected to report concerning evidence of financial difficulties
Harmonization applies to investment and seg funds, and will provide investors with increased cost visibility
MFDA settlement agreement says client threatened to sue after learning about six-figure fund investment's tax implications
CSI and IFSE spokespersons say bundling liquid-alts proficiency into basic mutual funds course creates unnecessary burdens
