The announced changes encompass adjustments to fees, risk ratings, and investment strategies
William Joe Yau Chan is also fined $40,000 for his involvement in selling unapproved products
The products promise a smooth glide path to retirement, but experts see flaws in their off-the-rack design
The alternative approach to disclosing fees could also help improve stewardship and encourage competitive differentiation
Many funds, insulated from the downward shift, still offer higher fees with uncertain benefits
The MFDA outlines offences ranging from using pre-signed paperwork and cutting and pasting a client’s signature
New research uncovers finer trends beneath a broad decline in asset-weighted fund fees
MFDA examination resulted in company employing additional, full-time compliance officer at its head office
CEO says US policy to sit tight has given Canada room to breathe amid debt and housing concerns
The heightened volatility late last year was more of a challenge than an opportunity as a majority underperformed
If you see these red flags, it could mean you have to stop giving the benefit of the doubt
