Industry news

Why industry is ready to embrace qualification changes

FP Canada CEO says the notion you can 'do well, while doing good' can now finally be applied to financial services

Why industry is ready to embrace qualification changes

Big Six bank files AI patent that predicts consumer purchases

Report describes computer processor model that would receive and mine data to anticipate behaviour

Big Six bank files AI patent that predicts consumer purchases

Advisor bought USD at below-market rates from elderly client

Respondent fined $20,000 and banned for one year by the MFDA for currency trades

Advisor bought USD at below-market rates from elderly client

Our strategy is defence and it’s resonating, says Raintree

CIO at wealth manager warns that investors relying on a repeat of 2019’s gains will be left disappointed

Our strategy is defence and it’s resonating, says Raintree

Ex-fund rep fined $100,000 and banned for life

Respondent allowed a client to open and trade in an account using someone else’s identity and contact information

Ex-fund rep fined $100,000 and banned for life

How Canadian wealth firms are fending off robo challenge

Even with increased digitization, there are still gaps in advice that need to be filled

How Canadian wealth firms are fending off robo challenge