Hearing set for Toronto man accused of $1 million in fraud
A businessman, who gained public notoriety for dealings with a former Conservative MP, will face the OSC next month.
Advisor voices concerns about new Advocis index
The Advocis Financial Advisors Index will incorporate the feedback from 500 of its members to measure industry confidence, based on key indicators from their clients.
DIY investors know the value of advice
Runner-up of this year's Horizon ETFs Biggest Winner Competition may have done it on his own, but that doesn't mean the competitor wouldn't consider financial advice down the line.
Consumer protection tops mind for Feds
Public feedback will shape a new financial consumer code to help Canadians make informed and responsible decisions for their families, finance minister says.
Arrow and BluMont unite
Under the acquisition, announced Tuesday, portfolio managers and advisors from both firms will continue to provide services to their respective funds.
Chop to advisor numbers ahead, says industry CEO
The head of Canada’s biggest independent firm suggests the industry is in for a significant culling of advisors. And could Toronto be hardest hit?
Financial advisor found guilty of murder
Advisor lived the high life - driving sports cars, dining at fine restaurants and staying at posh hotels - using more than half a million dollars of his client's cash.
Investment firm fined $1.1M for failing to supervise advisors
IIROC lays down law on supervision penalizing the firm for failing to monitor retail client activity and refusing to adopt procedures to properly identify qualified investors.
Mutual fund giant paves way by cutting fees?
The writing may be on the wall for mutual fund providers, with one industry giant moving Monday to slash management fees in a bid to shore up its ship.
Five tips to attract more clients
Newfangled ways of attracting clients are out – the best way to do it has remained unchanged for years.