Your client gets scammed by a referral. Are you responsible?
A TV documentary explores the issue of referrals, highlighting a tax scheme that left hundreds of Canadians in financial peril.
Investment tycoon saves puppies
Whoever said the rich don't have a heart hasn't met the billionaire behind a Russian shelter scooping up stray dogs ahead of the Olympics.
Ex-SAC Capital portfolio manager found guilty
Former hedge fund employee found guilty by Manhattan jury, while firm's founder escapes criminal charges, for now.
New international designation? More alphabet soup, says Toronto advisor
A new wealth-manager accreditation - imported from Europe and offered by the CSI - will give Canadian advisors greater access to high-net worth clients.
Relax! FATCA's off your back!
A new agreement between Canada and the U.S., announced Wednesday, exempts key accounts from a new U.S. tax law set to come into effect globally on July 1.
CFL players: Next in line to buy your book?
A career-transition program implemented by the CFLA and Sun Life Financial is training retired CFL players to become financial advisors.
Fee-based model complicates business, says advisor
Advisor predicts only a handful of Canadian advisors will make the switch, despite increased regulation.
Investment confidence hits four-year high: Index
The world’s economy seems to be looking good with investor confidence flying up in January, according to a global index.
National regulator on the horizon?
With two provinces already on board for a proposed national regulator, will others follow suit?
Advisor duo will sue major industry player
An Ontario court has ruled in favour of a pair of advisors filing a lawsuit against their former firm.