Sun Life Financial

Advisor banned for life for failing to co-operate with MFDA

Allegations centred around claims dealing rep borrowed more than half a million dollars from clients

Advisor fined after admitting more than 40 form violations

In a separate case, another dealing rep is punished by MFDA for submitting unapproved Letters of Direction

Stock market boosts life insurers' quarterly earnings

Sun Life shares rise on news but Manulife's slump on 'mixed' overall results

Ontario eyes overhaul to capital markets regulation

Task force of industry leaders to take on modernization, investor protection, and competitiveness

The day that was

A daily roundup of WP’s top news and analysis

Ex-advisor fined for slew of form violations

Former Sun Life Financial Investments advisor hit with $12,500 punishment by MFDA

Advisor sentenced after failing to report $2 million in commission

Fraud verdict, and house arrest, for business owner who avoided $605,355 in federal income tax

A voice for ETFs

From starting BMO ETFs from scratch to educating investors and advisors and serving as chair of the CETFA, Kevin Gopaul has been one of the investment vehicle’s biggest advocates

Advisor admits to using 62 pre-signed or altered forms

Former Sun Life Financial Service rep banned for two years and fined by the MFDA

The ‘real’ risks associated with long-term care

Sun Life Financial advisor Brian Burlacoff on how advisors can talk clients through the importance of planning for all health eventualities