Could the regulator have handled a recent high-profile case better?
Maureen Jensen of Ontario Securities Commission is part of this year's Wealth Professional Canada's Host List.
Charles Sousa of Ontario Ministry of Finance is part of this year's Wealth Professional Canada's Host List.
The shares were up 15% in the first minutes of trading after the firm reached settlements in two cases
The group also urged other actions and policies from regulators to protect investors
Although the TMX Group would not confirm the meetings had taken place, it is believed the groups met to discuss a policy regarding marijuana investments
Regulations, codes of conduct, and backup communications are used to protect elderly clients
The Investor Advisory Panel to the Ontario Securities Commission (OSC) has sent its comments to the regulator
The association spoke out on the best-interest standard, embedded commissions and fintech regulation
The news has drawn differing reactions from industry stakeholders