Here are some of the top stories that WP followed this week.
The provincial regulator will determine the fate of the case in a two-day hearing in March.
Advisors are digesting the news that the Supreme Court has kiboshed attempts by two of the industry's biggest mutual funds to stop a class action suit against them.
Pair is charged with unregistered trading after allegedly selling syndicated mortgages to investors.
The Supreme Court is standing with a provincial securities regulator on the controversial banning of an advisor.
A 90-day comment period allows for feedback on the new capital raising prospectus exemptions, proposed by the CSA.
A businessman, who gained public notoriety for dealings with a former Conservative MP, will face the OSC next month.
Amendments would eliminate the need for certain disclosure requirements on foreign securities sold to 'sophisticated' Canadian investors.
Ruling published after almost three years of consultation with the CSA
Divisional court rejects appeal against the OSC.