IIROC has come down hard on an advisor who overstepped his bounds on several fronts, although it may be one error that sealed his fate
The drug company’s cratering stock is an excellent example of why advisors avoid individual equity positions opting instead to put clients into mutual funds and ETFs where diversification cushions the blow.
This first outing for the WP Awards cut a wide swath across the advisor channel, with winners in 21 categories drawn from across this country.
Industry players across Canada will converge on Toronto to celebrate the kind of advisor and dealer excellence highlighted in today’s list of finalists for the WP Awards.
It’s arguably the award with the greatest impact on an advisor’s future book and here’s who’s in the running.
The second round of finalists for the Wealth Professional Awards brought to you by Invesco have been revealed – have you made the cut?
Saying “no” to a job promotion is something more and more advisors are likely to do because of increasingly onerous paperwork requirements.
Stats Canada shines the light on a problem that has industry players divided as to what it means.
Quebec financial regulator Authorité des marches financiers (AMF) looks into suspicious trading of possible rogue branch. Nothing proven at this point but where there’s smoke there’s fire.
Bank of Canada lowers overnight rate to 0.75%. Retirees spending time in Florida and Arizona this winter getting hit in the pocketbook. Are your clients prepared?