SEC slaps Edward Jones with big fine

SEC slaps Edward Jones with big fine

4 Comments
  • Bob 2015-08-14 11:55:22 AM
    I applaud the SEC for their enforcement. However as usual I notice that it is a non-bank financial planning firm that is targeted.
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  • Robert Roby 2015-08-14 5:54:25 PM
    this is the second time Edward jones has deceived investors. They were fined 10's of millions a few years ago for their mutual fund deceptive practices.
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  • Yvonne 2015-08-16 8:55:15 PM
    Good on Bob, banks seem to have their own rules they have to follow or not shall we say
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