Other people’s money gone wrong

Other people’s money gone wrong

5 Comments
  • Peter 2015-06-03 10:02:08 AM
    And where was the Dealer this entire time? Looking the other way as the funds came in?
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  • Sarah 2015-06-04 3:25:16 PM
    Sixty percentage of his assets were from leveraged accounts, and they made him the branch manager?
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  • Debbie 2015-06-04 8:01:35 PM
    Excellent question Peter. 60% of his AUM were leveraged! How could that fact alone not be sending up a red flag to the Dealer?
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