‘Creative’ advisor faces 10-year ban

‘Creative’ advisor faces 10-year ban

1 Comments
  • David McDonald 2015-03-19 3:02:15 PM
    Why? Because he could.
    More to the point: Where was his compliance officer? Was Snyder a Branch Manager? Why didn't someone at Investia smell a rat?
    I am concerned because my dealer is Investia Financial Services Inc.
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