After coming to an agreement with the OSC, the bank will repay $21.8 million to clients who were incorrectly charged fees
Are Canadian dealers prepared to deal with cyber-attacks? IIROC-regulated firms are in for a much-needed assessment
The group is supporting the CSA’s proposed enhancements to advisors’ obligations to clients
A survey of Canadian equity markets has revealed a weak climate for IPOs. But can it turn around?
Why is one exchange-traded fund being affected by Trump’s performance in the US presidential campaign?
An industry insider explains why more investors are shifting focus to the exempt market
A new multi-provincial notice has been published for dealers in over-the-counter derivatives
The Investment Industry Association Of Canada questions proposals
A survey of advisors reveals that ETF use is most prevalent among a certain demographic
Private debt strategies have an important role to play in addressing modern portfolio challenges
Advisors need to know about all Canadian marketplaces, not just the TSX