Jean-Philippe Lemay explains why the firm added close to 80 years of industry experience with three key additions
Video games have gone from the world of fantasy forests and shoot 'em ups, and are starting to delve into the world of financial services.
Both industry insiders and industry critics are applauding Finance Minister Jim Flaherty's big win in his quest to form a national securities regulator.
New data show that so-called ‘loss leaders’ frequently result in losses for advisors, even as more of them turn to deep discounts to win business.
The OSC's director of enforcement says the regulator is making good on its pledge to step up criminal prosecutions and seek increased jail time for offenders of securities laws.
Holders of nine mutual funds being terminated by TD are being encouraged to speak with their financial advisors discuss their investment options.
Five years ago the financial crisis tested advisors and clients alike, and now we take a look back to see how it has changed the strategies of both groups
The problem of 'too big to fail' institutions is still with us, says the banker who almost saved Lehman Brothers.
The Ontario Teachers’ Pension Plan has reached a settlement with the US Securities Commission over what the regulator says were illegal shorts.
Two missing signatures could have costly consequences for one mutual funds dealer who took it upon himself to fill in the gaps.
The head of Richardson GMP says that more acquisitions may be in the offing and that he has specific types of businesses in mind. Could your firm be a target?