Chief financial officer to leave, replacement named
A study of global investors has results that may worry advisors: investors have weak trust in financial professionals and they want more regulation. But the study also offers some clear solutions for restoring confidence in the industry.
An Ontario judge has added six months to the sentence of a serial offender of securities law.
The Canadian masterminds behind one of the largest international penny stock frauds in history were ruthless operators who bragged that bilking Americans was “like taking money from a baby,” according to FBI wiretaps.
When the housing boom in the US ended, several banks blew up. Could it happen here?
According to a new survey, Americans would trust their health to a woman doctor but they wouldn’t trust their cars to a female mechanic. Are they comfortable having a woman as a financial advisor?
Canadian advisors are increasingly bombarded with demand for “alternative investments" – a phenomenon backed up by new research – but what exactly are clients asking for?
Advisors can take credit for preparing clients for their golden years but a vast majority aren’t prepared for their own retirement. Why not?
A new look at the starlet’s estate planning is providing advisors a key lesson in better servicing clients.
A spate of cases in the US has shown that mistakes and misbehaviour by staff can be costly for wealth professionals. Are your employees a risk to your income and employment?
Canadians are advised to be suspicious of international investments that sound too good to be true; but the country’s squeaky clean reputation can also be used to defraud international investors.