The deep end of 'dark pool' trading?
Off-exchange trading is a growing trend and even bigger concern for some industry players, but what threat, if any, does it pose to the investor and the broader market?
If at first you don't succeed ... try, try again
An international business strategist offers six of his best tips to achieve a set of goals, and failing first is one of them.
Don't duplicate efforts with a national regulator, says advisor
One WP reader agrees with Alberta's push for a national securities regulator, but only if it functions seamlessly and separately from other regulatory bodies that remain in existence.
Drowning in paperwork? Hire more staff, says Toronto advisor
Investing in people should be an advisor's focus to build their business and help combat the inevitable influx of paperwork with increased regulation, believes one financial planner.
Far Out Friday - 20 Quotes on Money
In no particular order, WP pulled together some of the quirky thoughts on money from the rich and (in)famous.
Weekly Wrap: The Regulator Beat
The latest developments on industry regulation from across the country.
Alberta pushes for a national regulator
The province's finance minister was in Toronto Thursday making his proposal for a national body to handle enforcement and systemic risk public.
Hackers gain momentum: Study
With the financial services industry under the greatest threat for cyber-attacks, advisors and their firms should take heed and make sure their client's information is better protected.
The deal trumps the hard cash
WP outlines five components experts say advisors must consider when selling their book of business.
Ex-advisor violated industry regulations: IIROC
A former advisor, who faces first-degree murder charges, has been accused of violating several industry regulations the Investment Industry Regulatory Organization of Canada has concluded.