Chief financial officer to leave, replacement named
One WP reader agrees with Alberta's push for a national securities regulator, but only if it functions seamlessly and separately from other regulatory bodies that remain in existence.
Investing in people should be an advisor's focus to build their business and help combat the inevitable influx of paperwork with increased regulation, believes one financial planner.
In no particular order, WP pulled together some of the quirky thoughts on money from the rich and (in)famous.
The latest developments on industry regulation from across the country.
The province's finance minister was in Toronto Thursday making his proposal for a national body to handle enforcement and systemic risk public.
With the financial services industry under the greatest threat for cyber-attacks, advisors and their firms should take heed and make sure their client's information is better protected.
WP outlines five components experts say advisors must consider when selling their book of business.
A former advisor, who faces first-degree murder charges, has been accused of violating several industry regulations the Investment Industry Regulatory Organization of Canada has concluded.
New details are emerging about a sting operation ensnaring a Canadian wealth advisor on money laundering charges in the Caribbean.
Canadian insurance giant continues to make headway in its asset management business by diversifying investment options for the high-asset retail client.