RBC Global Asset Management’s Chief Economist tells WP about some possible portfolio adjustments for the current landscape
In the first of a series of articles, WP provides advisors with quick tips on how to answer client concerns stemming from full, and sometimes hard to swallow, fee disclosure.
The second round of finalists for the Wealth Professional Awards brought to you by Invesco have been revealed – have you made the cut?
If you thought over-the-counter listing requirements were too easy to meet, you’re not one of two players just handed stiff penalties from BC’s securities commission.
The MFDA has issued both an ban and a fine for the kind of conflict of interest case sparking calls for fiduciary standard.
A judge has ordered a financial advisor to produce his personal accounting information as part of a lawsuit over the alleged mismanagement of $700,000.
With an increasing number of farmers selling up, it’s providing advisors with an opportunity to grow their books of business.
A Canadian advisor accused of defrauding 179 investors of more than $4 million is struggling to find another lawyer after his first quit.
Recent scrutiny by pension funds regarding the fees paid to private equity firms highlights the need for full disclosure by advisors when it comes to DSC funds.
As a respected author outside the industry this finance professor offers a different perspective.
A veteran advisor is offering a controversial fix for SROs struggling to collect fines levied against banned players.