It was difficult to know how regulators would react when a Canadian firm wanted to launch its first-of-a-kind fund
Stats show seg funds are gaining popularity with skittish clients on the insurance side, but mutual fund guys are shooting holes in that thinking.
A former hockey star turned advisor is offering key lessons in how to win and retain top athletes with a penchant for spending.
The rank and file continue to defend DSC funds as the only way average Canadians can get good holistic advice.
For regulators complaining about unpaid fines there’s a quick but perhaps painful solution.
The NDPs landslide victory in Alberta could have a positive effect on some real estate investments – not so much for others.
In the first of a series of articles, WP provides advisors with quick tips on how to answer client concerns stemming from full, and sometimes hard to swallow, fee disclosure.
The second round of finalists for the Wealth Professional Awards brought to you by Invesco have been revealed – have you made the cut?
If you thought over-the-counter listing requirements were too easy to meet, you’re not one of two players just handed stiff penalties from BC’s securities commission.
The MFDA has issued both an ban and a fine for the kind of conflict of interest case sparking calls for fiduciary standard.
A judge has ordered a financial advisor to produce his personal accounting information as part of a lawsuit over the alleged mismanagement of $700,000.