The debate is heating up as investor expectations rise and asset managers continue to try and reduce fees
Standardized summaries have been called into question following an Association of Canadian Compliance Professionals (ACCP) conference as advisors remain torn on the subject of CRM2.
Some firms are touting it as the greatest thing since sliced bread, but new numbers suggest advisors simply aren’t buying it.
Advisors are embroiled in a debate about compensation and client perceptions of value, but the only thing that may truly matter is total cost.
An Advocis veteran will use his role as judge for the WP awards to raise awareness about the excellence required of the industry.
The one-percenters are really the only beneficiaries of a phenomenon taking 50 per cent of the S&P 500’s net income, charge critics.
A US compliance professional awarded $1.6 million for whistleblowing on his company is igniting concerns that a proposed program for Ontario will do little to protect informants.
The Ontario Securities Commission has rejected a request that it should – and not IIROC – issue a new penalty for an advisor appealing an earlier decision.
The industry is kidding itself, says a seasoned veteran laying out a passionate case against 5 per cent upfront.
The case of a fallen “rockstar” advisor is highlighting the dangers of lending money to your clients – and not the more common violation of hitting them up for a loan.