An industry veteran gives her view on some important aspects of the best interest debate that have not been addressed
Charitable giving among high-net-worth clients is on the rise, but advisors need to gain a better grasp of the nuances of what it means to be a “charitable gift planner,” says one industry insider
The Securities and Exchange Commission today announced that St. Louis-based brokerage firm Edward Jones and the former head of its municipal underwriting desk have agreed to settle charges that they overcharged customers in new municipal bonds sales
A case of naked short selling has put a California advisor – and reality show celeb--on the wrong side of a big fine
Statistics suggest most NFL players file for bankruptcy within five years of retiring, but an advisor is being credited with helping one star athlete upend that statistic
While there’s plenty of time for advisors to chime in on this year’s survey, the initial results suggest fund providers are getting the picture
Investment advisors are turning to software companies to streamline and upgrade databases – but those enhancements are only as good as the feedback advisors are hearing from clients
It’s bad enough when financial professionals take advantage of their clients but when those clients are dear old mom – and an Alzheimer’s sufferer…
A new study suggests that the advisors prepared to look outside the shrinking pool of wealthy Canadians are arming themselves for future victories on the financial battlefield
The Ontario Retirement Pension Plan has been brought front and centre courtesy of the federal election, and it’s renewing client questions about how much is enough to retire on?
Without strong leadership, your business will continue to sit on top of a wealth of untapped potential. Here are a few tips on how to inspire the best in your staff.