Chief financial officer to leave, replacement named
What’s in a title? Increasingly it had better be accuracy, according to IIROC, who are preparing to get tough on firms that allow advisors to imply an expertise that simply doesn’t exist through the use of misleading job titles and/or designations.
Everyone seems to be courting the big hitters missing out on the comfortable client.
The results are in from November’s sitting of the CFP exams. Some will be happier than others.
Victoria-based proponent of these investments suggests the rest of the mutual fund industry having a hard time keeping up.
IIROC comes down hard on Alberta man for laundry list of transgressions.
OSC levels an order against Wealth Stewards Portfolio Management Inc. Another advisor with a similar name makes the best of a bad situation.
Although they represent a tiny fraction of the total number of advisors in this country, they see the glass half-full post-CRM2.
WP gets an inside peek at a new fund-of-funds.
One of Canada’s largest banks is spending $5.4 billion on a Los Angeles-based bank. The move suggests the banks have few growth opportunities left in Canada.
But you’ve got to have a lot of patience and staying power.