OSC to offer millions to whistleblowers
Advisors will have to be on their best behaviour as the OSC is upping the ante to stop misconduct
Is it ever too early to disclose fees?
Advisors are taking exception to the boast that portfolio managers are quicker to disclose their fee structures than their IIROC and MFDA counterparts
Advisors continue to question CSI monopoly
Industry players have had time to reflect on IIROC’s decision to extend its education contract with CSI for another five years but that doesn’t mean they’ve cooled off
There is a reason to be excited about the TPP
While voters tossed out Stephen Harper and the Conservative government last week, it doesn’t mean that the Trans Pacific Partnership (TPP) deal should be the baby that is thrown out with the bathwater
Fund provider shuts funds
One major Canadian player is winding up seven of its funds in an effort to create efficiencies by merging
CPPIB commits US$2bn to new investments
Canada Pension Plan Investment Board (CPPIB) stepped up its investment in India on Tuesday, with the opening of a new office in the country's financial capital, Mumbai
IIROC comes down hard on dealer
It doesn’t happen very often but the SRO has given a big dealer more than a slap on the wrist for branch transgressions.
Quebec startups get $10m investment boost
Private equity firm XPND Capital, which is focused on growth investments in Quebec-based companies, said Monday it has received a $10 million participation in its XPNDCROISSANCE Fund from Investissement Quebec
Consumer suspicion hamper industry growth
New research is pointing to just how much work the industry has ahead of it in addressing a concern that continues to keep new clients from coming through the door
Are your clients happy enough?
Money can’t buy happiness, but it can help clients offload tasks that nibble away at it, says a noted psychologist challenging advisors to see their work in a different light