The firm has hired Credit Suisse and RBC Capital Markets as its financial advisors
The SRO hearing panel had no choice but to permanently ban a former Investors Group advisor who recommended leveraged investments for at least 10 clients without the approval of his employer making this one of the most ‘egregious’ cases the MFDA has ever heard.
Doing away with embedded commission will save clients money, right? Well, not based on this real-life story about one fee player’s compensation
Canadians are now big fans of these ‘autopilot’ funds but their performance during this month’s correction may actually make the case for using advisors instead
Advisors continue to voice concerns about the Ontario Retirement Pension Plan, even as Queen’s Park moves to iron out other challenges to implementation
A couple of former brokers from Morgan Stanley are suing the firm for wrongful termination after they blew the whistle on fraudulent activities within their branch.
The recent 10% correction in the markets has highlighted the performance of two well-known hedge fund managers and you’re not going to believe who’s winning and by how much
The hack heard round the world hits the big brokerage firms hard putting into question the integrity of brokers everywhere
The market volatility both here and around the world may have clients' nerves shredded, but on the whole, this period may represent nothing but a correction
Almost midway through Thursday trading the TSX is up more than 2% on good news on energy prices, the big banks and U.S. GDP growth
A recent disciplinary case out West has re-ignited a discussion around the influence dealers have in SRO sanctioning