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Wealth Professional | 14 Aug 2015, 11:46 AM Agree 0
The Securities and Exchange Commission today announced that St. Louis-based brokerage firm Edward Jones and the former head of its municipal underwriting desk have agreed to settle charges that they overcharged customers in new municipal bonds sales
  • Bob | 14 Aug 2015, 11:55 AM Agree 0
    I applaud the SEC for their enforcement. However as usual I notice that it is a non-bank financial planning firm that is targeted.
  • Robert Roby | 14 Aug 2015, 05:54 PM Agree 0
    this is the second time Edward jones has deceived investors. They were fined 10's of millions a few years ago for their mutual fund deceptive practices.
  • Yvonne | 16 Aug 2015, 08:55 PM Agree 0
    Good on Bob, banks seem to have their own rules they have to follow or not shall we say
  • Donald Demchuk | 26 Aug 2015, 05:36 PM Agree 0
    Your dead on Bob, see the article below. Advisor is hung out to dry while bank feels no pain.
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