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Wealth Professional | 24 Aug 2015, 08:15 AM Agree 0
A couple of financial planners caught in a web of deceit are being forced to repay a client but bankruptcy proceedings have thrown up a roadblock
  • Harley Lockhart | 24 Aug 2015, 05:30 PM Agree 0
    When professional misconduct results in losses to consumers, the perpetrators should not be able to wipe the slate clean through bankruptcy.
    Consumers deserve better protection than that.
    This is similar to the practice of avoiding regulatory fines and discipline by opting out of the business. When will regulators pay attention to this ghastly beach in consumer protection?
  • Victor B Tuba | 25 Aug 2015, 11:34 AM Agree 0
    making a honest error is one thing.
    using other people money for your own use is something else.
    All advisors should have,guarantees,bond of some sort to pay for if caught stealing other people money.They should not be able to shelter this assets.
    A advisor after some experience cannot provide it, they should not be in our business.
    A real Professional when he hangs out his shingle has everthing in place.

    it seems on Ontario steal a herd of cows,
    you are a calf.

  • Stan Buell | 25 Aug 2015, 12:48 PM Agree 0
    It is most unfortunate that fraudsters are allowed to operate with apparent impunity. The regulators allow the industry to deceive Canadians. It's time for people to stand up for their rights and demand change. - Stan Buell, President SIPA
  • Victor B Tuba | 26 Aug 2015, 11:39 AM Agree 0

    you steal a herd of cows on Ontario you are fined a calf
  • Kelly Aikens | 31 Aug 2015, 11:04 AM Agree 0
    Does PEI not require a fraud rider on the licensed insurance advisor's Professional Liability Insurance?
  • Yang Jia Min | 14 Feb 2016, 06:40 PM Agree 0
    It's high time the federal government take what the Toronto Globe and Mail did with it's half-done journalistic expose of our province and the PNP Scandal and Ghiz: Conduct a massive investigation into the unconstitutional and illegal practices that are seen in practically every corner of our society.
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